Strive Small-Cap ETF

Fund Objective
The Strive Small-Cap ETF (STXK) is a passively managed exchange traded fund (ETF) that seeks exposure to the smallest 600 corporations by market capitalization of the Bloomberg US 1500 Index. 

Fund Description
STXK offers exposure to small-capitalization U.S. corporations through a cost-efficient index product. Through Corporate Governance practices, including voting proxy shares and proactively engaging with management teams and boards, Strive aims to unlock value across all corporations in STXK's portfolio by mandating companies to focus on excellence.

Fund Data & Pricing
Net Assets as of 12/01/2023 $33.44m
NAV $26.75
Shares Outstanding 1,250,000
Premium/discount Percentage 0.10%
Closing Price $26.78
Median 30 Day Spread 0.16%

Data as of 12/01/2023

IOPV, or Indicative Optimized Portfolio Value, is a calculation disseminated by the stock exchange that approximates the Fund's NAV every fifteen seconds throughout the trading day.

Median 30 Day Spread is a calculation of Fund's median bid-ask spread, expressed as a percentage rounded to the nearest hundredth, computed by: identifying the Fund's national best bid and national best offer as of the end of each 10 second interval during each trading day of the last 30 calendar days; dividing the difference between each such bid and offer by the midpoint of the national best bid and national best offer; and identifying the median of those values.

The Fund expects to declare and to distribute its net investment income, if any, to shareholders as dividends quarterly. The amount of any distribution will vary, and there is no guarantee the Fund will pay either an income dividend or a capital gains distribution.

Fund Information
Inception Date 11/10/2022
Ticker STXK
Primary Exchange NASDAQ
CUSIP 02072L 573
Expense Ratio 0.18%
30 Day SEC Yield * 1.77%

*As of 10/31/2023

Performance Quarter end returns as of 09/30/2023
  Avg. Annualized  
Quarter 1 Year 3 Year Since Inception
NAV -4.88% - - 4.63%
Market Price -4.89% - - 4.72%
Benchmark -4.88% - - 5.42%

Expense ratio: 0.18%

Inception Date:  11/10/2022

The performance data quoted represents past performance. Past performance does not guarantee future results. The investment return and principal value of an investment will fluctuate so that an investor's shares, when sold or redeemed, may be worth more or less than their original cost and current performance may be lower or higher than the performance quoted. Performance current to the most recent month-end can be obtained by calling 855-427-7360. Short term performance, in particular, is not a good indication of the fund's future performance, and an investment should not be made based solely on returns.

Market Price: The current price at which shares are bought and sold. Market returns are based upon the last trade price.

NAV: The dollar value of a single share, based on the value of the underlying assets of the fund minus its liabilities, divided by the number of shares outstanding. Calculated at the end of each business day.

Distribution Detail
EX- Date Record Date Income Payable Date
09/27/2023 09/28/2023 0.07886566 09/29/2023
06/28/2023 06/29/2023 0.05632150 06/30/2023
03/29/2023 03/30/2023 0.05990216 03/31/2023
12/29/2022 12/30/2022 0.07522000 01/06/2023
% Of Net Assets Name Ticker CUSIP Shares Held Market Value
0.47% AFFIRM HLDGS INC AFRM 00827B106 4,014 151,207.38
0.44% IMMUNOGEN INC IMGN 45253H101 4,882 143,140.24
0.44% WINGSTOP INC WING 974155103 588 142,701.72
0.42% BELLRING BRANDS INC BRBR 07831C103 2,563 136,402.86
0.42% BLOCK H & R INC HRB 093671105 2,942 135,126.06
0.41% ONTO INNOVATION INC ONTO 683344105 946 133,433.30
0.40% QUALYS INC QLYS 74758T303 689 129,538.89
0.39% WEATHERFORD INTL PLC WFRD G48833118 1,380 126,021.60
0.37% APPLIED INDL TECHNOLOGIES INC COM AIT 03820C105 731 121,141.32
0.37% PVH CORPORATION PVH 693656100 1,192 118,675.52

Data as of 12/04/2023. Holdings are subject to change.